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IIA IIA-CFSA-INS Exam Syllabus Topics:

SectionObjectives
Topic 1: Risk Management and Governance- Enterprise risk management in financial services
  • 1. Operational and compliance risk concepts
    • 2. Governance structures in regulated industries
      Topic 2: Insurance Industry Audit Focus- Insurance business models and risk exposure
      • 1. Reserving and actuarial assumptions review
        • 2. Underwriting and claims audit considerations
          • 3. Regulatory compliance in insurance operations
            Topic 3: Regulatory and Compliance Environment- Financial services regulatory frameworks
            • 1. Anti-fraud and AML controls in insurance sector
              • 2. Insurance regulatory requirements and standards
                Topic 4: Financial Services Auditing Fundamentals- Audit methodology in financial services organizations
                • 1. Risk-based audit planning in financial institutions
                  • 2. Internal control frameworks and application

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